Compliance manager Juridisch Midcareer (ervaren) Vacatures

Business Compliance Officer – Amsterdam

Organization

Wij willen ons team versterken met een

Business Compliance Officer

Deze functionaris zal worden ingezet bij een van onze projecten waarbij wij een internationale klant zullen ondersteunen op het gebied van Risk & Compliance.

Function

Our client is organized in five Client Units, whereby each Client Unit comprises of one to four client teams. The Business Compliance Officer (BCO) is the go-to compliance specialist in the Client Unit.

As BCO you will be a true senior specialist and key part of the design and improvement of the internal Risk & Compliance framework of our client.

You will advise and monitor the (Senior) Company Lawyers in the Client Unit on all the compliance related tasks, such as client on-boarding/acceptance, client acceptance file (dienstverleningsdossier) reviews, transaction monitoring and data quality. You liaise between the client teams, the Expert Center Risk and Control (ECRC) and Compliance.

Your Responsibilities

Being the go-to specialist for all compliance related questions and industry expert within the Client Unit

Coordinating and monitoring all the compliance related activities of the (Senior) Company Lawyers in the Client Unit

Coordinating and executing client on-boarding/acceptance process for all “new new” client entities in the Client Unit in consultation with the Commercial Executive; advising the Company Lawyers and/or Client Directors on the client acceptance process for all “new existing” client entities in the Client Unit

Monitoring progress and quality of the annual review of client acceptance files (dienstverleningsdossier) and advise and support (Senior) Company Lawyers if and where necessary (albeit the BCO will not perform the reviews him/herself)

Monitoring of and advise on transaction monitoring within Client Unit

Coordinating all requests from the Compliance department and the ECRC

Prepare periodic reporting and meetings with Compliance, ECRC and SLD, together with Director Legal of the relevant client team and follow up on agreed action points

Perform sample checks on client and client entity related data in ViewPoint and report results to ECRC, SLD and Director Legal of the relevant client team

Prepare and implement action plan for all compliance and data quality related matters of Client Unit

Implementation of any new compliance related policies, procedures and programs in the Client Unit

Represent the relevant client team, together with Director Legal, in LAC and RAC meetings

Periodic meetings with ECRC, Compliance and BCO community to discuss best practices and bottlenecks and suggest any improvements for relevant compliance or data quality policies and procedures

Training and advising the Client Unit in best practices of Compliance


Requirements

Who we are looking for

Minimum master degree in law

Minimum of 5 years of relevant working experience, preferably in the corporate services industry

In-depth knowledge, or interest to gain in-depth knowledge, in laws, regulations and procedures, in particular Wtt 2018, Wwft 2018 and Sanction regulations

Pragmatic but critical approach, attention to detail and problem-solving mentality

Excellent fluency in Dutch and English, both verbal and in writing

Good drafting and planning skills


Information

Maikel Boksteen +31 (0)70 311 73 63

Application

Use the ‘apply’ button

Direct contact? 070 311 73 63 of stuur ons een email info@2trust.nl

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